SEC Issues Order Involving John G. Stumpf
The Securities and Exchange Commission issued the following order (No. 3-20148) involving John G. Stumpf:
In the Matter of JOHN G. STUMPF, Respondent.
ORDER INSTITUTING CEASE-AND- DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, MAKING FINDINGS, AND IMPOSING A CEASE-AND-DESIST ORDER
The Securities and Exchange Commission ("Commission") deems it appropriate that cease- and-desist proceedings be, and hereby are, instituted pursuant to Section 8A o...