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SEC Issues Order Involving John G. Stumpf

Nov 14, 2020 - Targeted News Service
Mergers and Acquisitions

The Securities and Exchange Commission issued the following order (No. 3-20148) involving John G. Stumpf:

In the Matter of JOHN G. STUMPF, Respondent.

ORDER INSTITUTING CEASE-AND- DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, MAKING FINDINGS, AND IMPOSING A CEASE-AND-DESIST ORDER

I.

The Securities and Exchange Commission ("Commission") deems it appropriate that cease- and-desist proceedings be, and hereby are, instituted pursuant to Section 8A o...