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SEC Issues Order Involving LBB & Associates, Carlos Lopez

Feb 07, 2020 - Targeted News Service

The Securities and Exchange Commission issued the following order (No. 3-18967) involving LBB and Associates and Carlos Lopez:

ORDER MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS PURSUANT TO SECTION 4C OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 102(e) OF THE COMMISSION'S RULES OF PRACTICE

I. On January 14, 2019, the Securities and Exchange Commission ("Commission") issued an Order Instituting Administrative Proceedings against LBB & Associates Ltd., LLP ("LBB") and Carlos Lope...