National Association of Securities Dealers, Inc.

National Association of Securities Dealers, Inc.

National Association of Securities Dealers, Inc.

Overview
Headquarters

1735 K Street NW,Washington, DC 20006-1506

Industries

Investment Services & Portfolio Management
Investment Banking & Brokerage

Company Description

National Association of Securities Dealers, the former name of the American self-regulatory organization for broker-dealers, now known as the Financial Industry Regulatory Authority.

In The News
Tampa Bay Times
January 16, 2020
Candidate fined over stock profits
Tampa Bay Times
January 16, 2020
Addsco Industries
Tampa Bay Times
January 15, 2020
DOW EDGES UP
Executives & Employees

Managing Member

General Securities Principal

Senior Vice President, Corporate Communications & Government Relations

Industry Arbitrator

Investment Advisor & Principal

Board of Directors

Vice Chairman at The Concord Coalition

Former Chairman at Quincy Cass Associates, Inc.

Founder at Moloney Securities Co., Inc.

Managing Director at Partnership Investment Co. Ltd.

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National Association of Securities Dealers, Inc.
Recent Transactions
Details Hidden

National Association of Securities Dealers, Inc. purchases NYSE Regulation, Inc. /Member Regulation Operations from NYSE Euronext, Inc. resulting in a new company Financial Industry Regulatory Authority, Inc.

Advisors & Consultants
Legal Advisor

Former Chair of Securities, Commodities & Exchange Regulation Practice at Foley & Lardner LLP

Legal Advisor

Partner at Skadden, Arps, Slate, Meagher & Flom LLP

Legal Advisor

Partner at DLA Piper

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