Pershing LLC

Pershing LLC

Pershing LLC

Overview
Date Founded

1972

Headquarters

1 Pershing Plaza,Jersey City, NJ 07399-0001

Type of Company

Private

Employees (Worldwide)

5,001 - 10K

Industries

Investment Banking & Brokerage

Company Description

Founded in 1939, Pershing LLC is a broker/dealer headquartered in Jersey City, New Jersey. The firm is a subsidiary of the Bank of New York Mellon Corp. (NYSE: BK). The firm helps financial services firms and advisors succeed by providing the technology, operational, trading, investment and practice management solutions they need to serve investors. Pershing offers securities processing, trading and operations management, investment technology, asset-gathering solutions and practice management support. The firm serves a wide range of financial organizations including: banks, discount brokerages, full-service brokerages, registered investment advisors, independent contractors, institutional firms, global firms and small- to mid-sized firms. Pershing also offers financial products including annuities, mutual funds and money funds, as well as business tools, cash management services, investor and lending services, retirement products and wealth management. In addition, they offer trading and execution services in listed and OTC securities, fixed-income securities and mutual funds.

Contact Data
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Executives & Employees

Chief Executive Officer

Chief Financial Officer & Managing Director

Chief Operating Officer

General Counsel & Managing Director

Global Chief Risk Officer

Chief Information Officer

Chief Strategy Officer

Chief Relationship Officer

Chief Legal Officer

Chief Executive Officer, Clearance & Collateral Management

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Pershing LLC
Recent Transactions
Details Hidden

Rivernorth Flexible Municipal Income Fund, Inc. issued USD Common Stock

Details Hidden

Virtus Allianzgi Artificial Intelligence & Tech Opp Fund issued USD Common Shares

Details Hidden

BlackRock Science and Technology Trust II issued USD Common Shares

Transaction Clients
Underwriter

Advised on StoneCastle Financial Corp. issued USD Common Stock

Underwriter

Advised on Apollo Tactical Income Fund, Inc. issued USD Common Stock

Underwriter

Advised on Ares Multi-Strategy Credit Fund, Inc. issued USD Common Stock

Transaction Advisors
Legal Advisor

Advised onCohen & Steers Limited Duration Preferred & Income Fund Inc. issued USD Common Stock

Legal Advisor

Advised onDuff & Phelps Utility & Infrastructure Fund, Inc. issued USD Common Stock

Legal Advisor

Advised onTortoise Pipeline & Energy Fund, Inc. issued USD Common Stock

Counsel

Advised onDoubleline Income Solutions Fund issued USD Common Stock

Counsel

Advised onDoubleline Income Solutions Fund issued USD Common Stock

Counsel

Advised onDoubleline Income Solutions Fund issued USD Common Stock

Advisors & Consultants
Legal Advisor

Managing Partner at Proskauer Rose LLP

Legal Advisor

Partner at Schulte Roth & Zabel LLP

Legal Advisor

Partner at Proskauer Rose LLP

Clients

Platinum Equity invests in companies located in North America and Western Europe. The firm targets companies operating in the fields of industrials, manufacturing, distribution, IT services & software, telecom, transportation & logistics, entertainment, hospitality government services, natural resources and other services. They provide financing for LBO, growth capital, acquisition, public-to-private and corporate divestiture of non-core asset transactions.

EMC seeks to generate a return which is as high as is consistent with a goal of minimizing losses during adverse financial market periods. The firm employs a value-added global and multi-strategy trading approach that encompasses a broad range of strategies, including, without limitation: distressed securities, equity-oriented, hedge/arbitrage, commodities trading, other debt, portfolio volatility protection, private equity and private credit, and real-estate-related securities. There are a number of elements of the firm’s investment and risk-management activities that EMC believes are essential to its goal of generating a consistent return to its investors. These elements include an opportunistic trading approach, the creation – not just the identification – of value, effective liquidity management, and managing operational and counterparty risk.

OCM specializes in alternative investments that inves tin closed-end, open-end and evergreen vehicles across four asset classes: Credit, Private Equity, Real Assets, and Listed Equities. They uses fundamental bottom-up analysis and may engage in long term or short term purchases, trading, short sales in certain strategies, margin transactions, and option writing, including covered options, uncovered options or spreading strategies.

Non-Profit Donations & Grants
$150 - $2,499
2019
$500 - $999
2019
Non-Profit Donations & Grants Received
Political Donations
$200
2006
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