US Securities & Exchange Commission

US Securities & Exchange Commission

US Securities & Exchange Commission

Date Founded



5670 Wilshire Boulevard,11th floor,Los Angeles, CA 90036-3648

Type of Company


Employees (Worldwide)

1,001 - 5,000


IT Consulting & Services
Accounting & Financial Services
Investment Banking & Brokerage
Securities & Commodities Exchanges
Trusts & Funds

Company Description

The U.S. Securities and Exchange Commission (SEC) is an agency of the United States federal government. It holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes–Oxley Act of 2002, and other statutes. The SEC was created by Section 4 of the Securities Exchange Act of 1934.

Contact Data
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Executives & Employees

Acting CIO

Chief Operating Officer

General Counsel

Chief Litigation Counsel

Deputy General Counsel, General Law & Management

Associate Executive Director, Office of Administrative Services

Assistant Director for Compliance, Office of Chief Counsel, Office of Compliance Inspections & Examinations

Deputy Chief Counsel, Office of the Chief Accountant

Chief Counsel, Office of Compliance Inspections & Examinations


Commissioner at US Securities & Exchange Commission

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Advisors & Consultants

Executive Vice President, Chief Financial Officer & Treasurer at Booz Allen Hamilton Holding Corp.

Legal Advisor

Chair, Bankruptcy & Business Reorganizations Practice at Foley & Lardner LLP

Legal Advisor

Partner at O'Melveny & Myers LLP

Non-Profit Donations & Grants
$2,500 - $4,999
$65 - $299
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