US Securities & Exchange Commission

US Securities & Exchange Commission

US Securities & Exchange Commission

Overview
Date Founded

1934

Headquarters

5670 Wilshire Boulevard,11th floor,Los Angeles, CA 90036-3648

Type of Company

Private

Employees (Worldwide)

1,001 - 5,000

Industries

Government
Legal
IT Consulting & Services
Accounting & Financial Services
Investment Banking & Brokerage
Securities & Commodities Exchanges
Trusts & Funds

Company Description

The U.S. Securities and Exchange Commission (SEC) is an agency of the United States federal government. It holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes–Oxley Act of 2002, and other statutes. The SEC was created by Section 4 of the Securities Exchange Act of 1934.

Website

http://www.sec.gov

Contact Data
Trying to get in touch with decision makers at US Securities & Exchange Commission? Subscribe today to access their professional contact information and receive a one time promotion of free Contact Data credits!
In The News
ENP Newswire
April 15, 2021
-ABA-Senate Confirms Gensler as SEC Chairman
ENP Newswire
April 15, 2021
-ABA Congratulates Gensler on SEC Confirmation
Nasdaq
April 15, 2021
What’s Next for Bitcoin as World’s First ETF Breaks $1B Mark
Targeted News Service
April 15, 2021
SEC Commissioner Peirce Issues Statement on Rethinking Global ESG Metrics
Targeted News Service
April 15, 2021
SEC Charges Felon and Six Others in Oil-And-Gas Offering Fraud

Reveal deeper insights into your organization's relationships
with RelSci Contact Aggregator.

Empower Your Business Applications with Industry-Leading
Relationship Data from the RelSci API.

Get Contact Information on the
World's Most Influential Decision Makers.

Discover the Power of Your Network with
RelSci Premium Products.
Executives & Employees
See More
Charles Riddle

Acting CIO

Kenneth A. Johnson

Chief Operating Officer

Robert B. Stebbins

General Counsel

Bridget Fitzpatrick

Chief Litigation Counsel

Elizabeth A. M. McFadden

Deputy General Counsel, General Law & Management

Jayne Seidman

Associate Executive Director, Office of Administrative Services

Peter Uhlmann

Assistant Director for Compliance, Office of Chief Counsel, Office of Compliance Inspections & Examinations

Giles Cohen

Deputy Chief Counsel, Office of the Chief Accountant

Daniel S. Kahl

Chief Counsel, Office of Compliance Inspections & Examinations

Commission
Elad Roisman

Commissioner at US Securities & Exchange Commission

Trending People
Hamilton Sundstrand Corp.
Hamilton Sundstrand Corp. Assigned Patent for Bleed Air Temperature - Targeted News Service
UnitedHealth Group, Inc.
UnitedHealth (UNH) Beats on Q1 Earnings, Revises '21 Guidance - Nasdaq
Advisory Committee on Business Appointments
Line of Duty: Who is the Ted Hastings of Westminster? - BBC
Coinbase Global, Inc.
Breakingviews - Capital Calls: BlackRock, the anti-Coinbase - Nasdaq
Bharti Airtel Ltd.
Blockchain in Telecom Market - Growth, Trends, COVID-19 Impact, and Forecasts (2... - GlobeNewswire
Trending Organizations
Hamilton Sundstrand Corp.
Hamilton Sundstrand Corp. Assigned Patent for Bleed Air Temperature - Targeted News Service
UnitedHealth Group, Inc.
UnitedHealth (UNH) Beats on Q1 Earnings, Revises '21 Guidance - Nasdaq
Advisory Committee on Business Appointments
Line of Duty: Who is the Ted Hastings of Westminster? - BBC
Coinbase Global, Inc.
Breakingviews - Capital Calls: BlackRock, the anti-Coinbase - Nasdaq
Bharti Airtel Ltd.
Blockchain in Telecom Market - Growth, Trends, COVID-19 Impact, and Forecasts (2... - GlobeNewswire
Paths to US Securities & Exchange Commission
Potential Connections via
Relationship Science
You
US Securities & Exchange Commission
Advisors & Consultants
Advisor
Lloyd Howell, Jr.

Executive Vice President, Chief Financial Officer & Treasurer at Booz Allen Hamilton Holding Corp.

Legal Advisor
Jill L. Nicholson

Chair, Bankruptcy & Business Reorganizations Practice at Foley & Lardner LLP

Legal Advisor
Edward N. Moss

Partner at O'Melveny & Myers LLP
Non-Profit Donations & Grants
$2,500 - $4,999
2010
Inova Health System Foundation

$65 - $299
2008
DC Central Kitchen, Inc.

Stay informed and up-to-date on your network with RelSci news and business alerting service. Nurture your network and further your business goals with smart intelligence on the people and companies that matter most to you.

Browse in-depth profiles on 12 million influential people and organizations. Find RelSci relationships, employment history, board memberships, donations, awards, and more.

Explore notable alumni from top universities and organizations. Expand your fundraising pool and make warm introductions to potential new business connections.

Harness the power of your relationships with RelSci Pro, the powerful platform for identifying relationship-driven business opportunities and connections that can propel your career forward.

Stay informed and up-to-date on your network with RelSci news and business alerting service. Nurture your network and further your business goals with smart intelligence on the people and companies that matter most to you.

Browse in-depth profiles on 12 million influential people and organizations. Find RelSci relationships, employment history, board memberships, donations, awards, and more.

Explore notable alumni from top universities and organizations. Expand your fundraising pool and make warm introductions to potential new business connections.

Harness the power of your relationships with RelSci Pro, the powerful platform for identifying relationship-driven business opportunities and connections that can propel your career forward.
This web site is not endorsed by, directly affiliated with, maintained, authorized, or sponsored by US Securities & Exchange Commission. The use of any trade name or trademark is for identification and reference purposes only and does not imply any association with the trademark holder. The Presence of US Securities & Exchange Commission's profile does not indicate a business or promotional relationship of any kind between RelSci and US Securities & Exchange Commission.