Aaron M. Gurewitz

Managing Director at ROTH Capital Partners LLC

Aaron M. Gurewitz

Aaron M. Gurewitz

Managing Director at ROTH Capital Partners LLC

Overview
RelSci Relationships

649

Birthday

1969

Age

51

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Relationships
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Partner at Pillsbury Winthrop Shaw Pittman LLP

Relationship likelihood: Strong

Partner at Goodwin Procter LLP

Relationship likelihood: Strong

Member (Attorney) at Ellenoff Grossman & Schole LLP

Relationship likelihood: Strong

Co-Managing Partner at DLA Piper

Relationship likelihood: Strong

Member (Attorney) at Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.

Relationship likelihood: Strong

Chairman & Chief Executive Officer at ROTH Capital Partners LLC

Relationship likelihood: Strong

Managing Partner, Orange County Office at K&L Gates LLP

Relationship likelihood: Strong

Partner at Goodwin Procter LLP

Relationship likelihood: Strong

Partner at Lowenstein Sandler LLP

Relationship likelihood: Strong

Member (Attorney) at Dickinson Wright PLLC

Relationship likelihood: Strong

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Aaron M. Gurewitz
Managing Director at ROTH Capital Partners LLC
Education
BS in Finance, summa cum laude
Class of 1991

San Diego State University (SDSU, State) is a public research university in San Diego, and is the largest and oldest higher education facility in San Diego County. Founded in 1897 as San Diego Normal School, it is the third-oldest university in the 23-member California State University (CSU), and is considered the flagship campus of the entire system. SDSU has a student body of more than 34,000 and an alumni base of more than 260,000. The university awards 189 types of bachelor's degrees, 91 different master's degrees, 22 types of doctoral degrees including Ed.D, Ed.S, DPT, J.D., Au.D, Ph.D. programs in collaboration with Claremont Graduate University,UC Davis, UC Riverside, UCSD, and UCSB. The university also offers 26 different teaching credentials.SDSU offers more doctoral degrees than any other campus in the California State University system.

Career History
Senior Vice President, Investment Banking Group
1999 - 2008

Founded in 1989, FBR Capital Markets & Co., formerly Friedman, Billings, Ramsey & Co., is a broker/dealer headquartered in Arlington, Virginia with additional offices throughout the US. The firm is a subsidiary of FBR Capital Markets Holdings, Inc.. and their ultimate parent is FBR & Co. (NASDAQ: FBRC). In 2007, FBR Capital Markets Corp. was spun out from FBR Group as an independent investment bank, of which FBR Group retained majority ownership. FBR Capital Markets is registered with the SEC and is a member of FINRA, Nasdaq and the SIPC.FBR Capital Markets' Equity Sales & Trading Group provides institutional sales and trading services to over 1300 institutional accounts in the US, Canada, Europe, Australia and Asia. Their clients include mutual funds, hedge funds, money managers, endowments, foundations, banks, insurance companies and pension and profit sharing plans. They actively trade on behalf of clients and make markets in almost 1000 stocks traded on the NYSE, listed and OTC markets and trade more than $100 billion of securities on a per annum basis. In 2009, FBR Capital Markets began making markets in selected stocks traded on the London Stock Exchange and Euronext. In addition to agency trading in listed securities markets, they act as market-maker in Nasdaq and other OTC securities. They are one of the largest distributors of the shares of small- and mid-cap companies in public and private securities offerings and have deep trading expertise in the vertical industry groups in which the firm's investment banking and research teams specialize. These sectors include: (1) consumer (2) diversified industrials (3) energy and natural resources (4) financial institutions (5) healthcare (6) insurance (7) real estate (8) Washington policy analysis and (0) technology, media and telecommunications. The firm's analytical coverage includes a large number of small- and mid-cap companies in addition to large companies.Research is provided by FBR Capital Markets' research department, which is independent from the firm's investment banking department and has the sole authority to determine which companies receive research coverage and the recommendation contained in the coverage.

Professional
Prior

Founded in 1955, Wedbush Securities, Inc., formerly Wedbush Morgan Securities, Inc., is a full-service investment bank and brokerage firm headquartered in Los Angeles, California. The firm is a subsidiary of WEDBUSH, Inc. Wedbush provides private and institutional brokerage, investment banking, private capital, research and asset management to individual, institutional and issuing clients. They provide brokerage and advisory services to both institutional and private clients. Wedbush focuses on middle-market companies. The firm has met the financing needs of numerous successful growth companies across a variety of industries through public offerings, private placements and financial advisory services.Wedbush Securities' research focuses on providing coverage of small and mid-sized companies in the following industries: (1) consumer products and services (2) technology (3) entertainment and media (4) life sciences and (5) industrial growth and clean technology.Within the consumer products and services sector, the firm focuses on consumer products, entertainment retail, footwear/apparel and specialty retail (hardlines, softlines and sporting goods). Their technology research focuses on communications equipment, datacenter technologies, enterprise software, software applications, infrastructure software, Internet infrastructure, semiconductors, telecommunications software, financial Technology and wireless equipment. Wedbush Securities' research within the entertainment and media sector includes software, toys, movies and Internet advertising/media. The firm's life sciences research focuses on biotechnology, biopharmaceuticals, cardiovascular, devices/regenerative, emerging pharmaceuticals, healthcare services/managed care, medical diagnostics/life science tools, medical technology and specialty pharmaceuticals. Within the industrial growth and clean technology sector, the firm focuses on solar technology, water and renewable energy solutions. Wedbush Securities provides a variety of reports to institutional and private clients. These reports include a daily research summary and monthly portfolio highlights.

Professional
Prior

Prudential Securities was the financial services arm of the insurer, Prudential Financial. In 2003, Prudential Securities was merged into Wachovia Securities, a division of Wachovia Bank.

Political Donations
$2,000
2004

Former Representative from Texas's 16th Congressional District

$2,000
2003

Former President of United States

Transactions
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Atomera, Inc. issued USD Common Stock

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Uranium Energy Corporation issued . USD Units Consisting of Common Stock and Warrants

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Altimmune, Inc. issued USD Units Consisting of Common Stock and Warrants

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