Alan Halfenger

Managing Director of Securities & Investment Management Compliance at Treliant Risk Advisors LLC

Alan Halfenger

Alan Halfenger

Managing Director of Securities & Investment Management Compliance at Treliant Risk Advisors LLC

Overview
RelSci Relationships

3116

Number of Boards

5

Number of Awards

6

Interests

Martial Arts, Kayaking

Relationships
RelSci Relationships are individuals Alan Halfenger likely has professional access to. A relationship does not necessarily indicate a personal connection.

Partner, Infrastructure Software at Bain Capital Ventures LP

Relationship likelihood: Strong

Founding Member at Bain Capital Ventures LP

Relationship likelihood: Strong

Managing Director at Bain Capital Partners LLC

Relationship likelihood: Strong

Co-Chairman, Bain Capital at Bain Capital Private Equity LP

Relationship likelihood: Strong

Chief Financial Officer at Bain Capital Ventures LP

Relationship likelihood: Strong

Senior Advisor, Private Equity at Bain Capital LP

Relationship likelihood: Strong

Chief Executive Officer at ACA Compliance Group Holdings LLC

Relationship likelihood: Strong

Senior Advisor, Corporate at Bain Capital LP

Relationship likelihood: Strong

Managing Director at Bain Capital Private Equity LP

Relationship likelihood: Strong

Managing Director at Bain Capital Private Equity LP

Relationship likelihood: Strong

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Alan Halfenger
Managing Director of Securities & Investment Management Compliance at Treliant Risk Advisors LLC
Education
BS

Since its inception in 1900, New York University Stern School of Business has been in and of New York City. Founded as the School of Commerce, Finance, and Accounting, the School initially offered training to students for careers in commerce in the burgeoning financial markets of New York City. Today, located in the heart of Greenwich Village with a campus in Westchester, Stern is one of the nation’s premier management education schools and research centers with a broad portfolio of academic programs at the graduate and undergraduate levels. With its global partnerships and engagement in NYU’s global network university, today NYU Stern is not only in and of the city, but also in and of the world.

JD

Syracuse University College of Law (SUCOL), founded in 1895, is a Juris Doctor degree-granting law school of Syracuse University in Syracuse, New York. It is one of only four law schools in Upstate New York (the other three being Albany, Buffalo, and Cornell). Syracuse was accredited by the American Bar Association in 1923 and is a charter member of the Association of American Law Schools.

Career History
Chief Compliance Officer
2005 - Prior

Bain Capital LP engages in provision of investment consulting services. It specializes in private equity, credit, public equity, venture, real estate, double impact, life sciences, and partnership strategies. The company was founded in 1984 and is headquartered in Boston, MA.

Assistant General Counsel & Compliance Director
Prior

Chase Investment Services Corp. is an American private company located in Chicago, IL, focused on security brokers, dealers, and flotation companies.

Assistant General Counsel & Compliance Director
Prior

JPMorgan Private Bank's (JPM) investment approach focuses on identifying opportunities through proprietary in-house research that seeks to assess the fundamental value of securities. Portfolios are actively managed. Though not limited by sector, JPM tends to invest in the stocks of companies in the finance, consumer non-durables, technology services, healthcare technology and electronic technology sector. The firm invests globally, across all market-caps

Boards & Committees
Member, Sales & Marketing Committee
Tenure Unconfirmed

ACA Compliance Group (ACA) provides expert compliance consulting services to investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers. ACA additionally provides GIPS® verification services and a wide variety of compliance-related educational opportunities.

Member, Board of Advisors
Current

Syracuse University College of Law (SUCOL), founded in 1895, is a Juris Doctor degree-granting law school of Syracuse University in Syracuse, New York. It is one of only four law schools in Upstate New York (the other three being Albany, Buffalo, and Cornell). Syracuse was accredited by the American Bar Association in 1923 and is a charter member of the Association of American Law Schools.

Member, Board of Directors
Prior

Bottom Line is a non-profit organization. It helps thousands of low-income and first-generation students get to college. The organization was founded in 1997 and is headquartered in Boston, MA.

Member, Ethics Committee
Prior

The National Archery Association of the United States is the national governing body for the sport of archery in the United States.

Non-Profit Donations & Grants

Learn how non-profit organizations benefit from RelSci
N/A
2012

Bottom Line is a non-profit organization. It helps thousands of low-income and first-generation students get to college. The organization was founded in 1997 and is headquartered in Boston, MA.

N/A
2011

Bottom Line is a non-profit organization. It helps thousands of low-income and first-generation students get to college. The organization was founded in 1997 and is headquartered in Boston, MA.

N/A
2010

Bottom Line is a non-profit organization. It helps thousands of low-income and first-generation students get to college. The organization was founded in 1997 and is headquartered in Boston, MA.

Political Donations
$2,600
2014

Senator from Massachusetts

$5,200
2013

Former Senator from Minnesota

$2,600
2013

Senator from Massachusetts

Awards & Honors
Series 9&10 - NYSE General Securities Sales Supervisor
Series 24 - General Securities Principal
Series 7 - General Securities Representative
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