Brian Sullivan

Chief Compliance Officer & Managing Member at Sullivan & White Asset Management LLC

Brian Sullivan

Brian Sullivan

Chief Compliance Officer & Managing Member at Sullivan & White Asset Management LLC

Overview
RelSci Relationships

962

Number of Boards

1

Relationships
RelSci Relationships are individuals Brian Sullivan likely has professional access to. A relationship does not necessarily indicate a personal connection.

Former Head of Convertible Sales & Trading at RBC Capital Markets LLC

Relationship likelihood: Strong

Chairman & Chief Executive Officer at JMP Group LLC

Relationship likelihood: Strong

Chief Compliance Officer at JMP Securities LLC

Relationship likelihood: Strong

President & Head, Equity Capital Markets at JMP Securities LLC

Relationship likelihood: Strong

Managing Director & Head, Real Estate Investment Banking at JMP Securities LLC

Relationship likelihood: Strong

Analyst at Canaccord Genuity Corp.

Relationship likelihood: Strong

Managing Director & Senior Analyst at JMP Securities LLC

Relationship likelihood: Strong

Managing Director Healthcare Investment Banking at JMP Securities LLC

Relationship likelihood: Strong

Managing Director & Equity Research Analyst at JMP Securities LLC

Relationship likelihood: Strong

Managing Director, Trading at JMP Securities LLC

Relationship likelihood: Strong

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Brian Sullivan
Chief Compliance Officer & Managing Member at Sullivan & White Asset Management LLC
Career History
Chief Compliance Officer & Managing Member
2013 - ?
Head of Convertible Sales
Prior - 2009

Founded in 1969, Piper Jaffray & Co. (NYSE: PJC) is an international, middle-market investment bank and institutional securities firm headquartered in Minneapolis, Minnesota. The firm's products and services include equity and public finance underwriting, mergers and acquisitions, equity and debt capital markets, high-yield and structured products, institutional equity, tax-exempt and taxable sales and trading and equity and high-yield research. Their clients include corporations, private equity groups, public entities, nonprofit entities and institutional investors.PJC's Equity Sales & Trading division provides institutional sales, trading and research services for various equity and fixed income products. Their research includes fundamental and technical analysis. PJC's equity business focuses on the business & financial services, clean tech industrials, consumer, healthcare and technology sectors.Through their traditional and electronic trading platforms, PJC offers clients a broad array of taxable and tax-exempt fixed income products including government and agency securities, CDs, commercial paper, convertible bonds, corporate bonds, loans, money-market securities, MBS & ABS, municipal bonds, preferred stock, repurchase agreements and variable-, auction- and fixed-rated securities.

Managing Director
Prior

Robertson Stephens was a San Francisco-based boutique investment bank that focused primarily on technology companies. The firm was closed by its parent company, FleetBoston in July 2002 as a result of the collapse of the technology sector and the end of the dot-com bubble.

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