Dan Arnold

President & Chief Executive Officer at LPL Financial Holdings, Inc.

Dan Arnold

Dan Arnold

President & Chief Executive Officer at LPL Financial Holdings, Inc.

Overview
Career Highlights

LPL Holdings, Inc.
Independent Advisers Group Corp.
UVEST Financial Services Group, Inc.

RelSci Relationships

2639

Number of Boards

5

Birthday

1965

Age

56

Number of Awards

5

Relationships
RelSci Relationships are individuals Dan Arnold likely has professional access to. A relationship does not necessarily indicate a personal connection.

Managing Director at LPL Financial LLC

Relationship likelihood: Strong

Chairman & Chief Executive Officer at Linsco/Private Ledger Securities, Inc.

Relationship likelihood: Strong

Limited Partner at Lead Edge Capital Management LLC

Relationship likelihood: Strong

Managing Director, Investor & Investment Solutions, Chief Investment Officer at LPL Financial Holdings, Inc.

Relationship likelihood: Strong

Chief Legal & Risk Officer at LPL Financial LLC

Relationship likelihood: Strong

Managing Director & Chief Financial Officer at LPL Financial Holdings, Inc.

Relationship likelihood: Strong

Managing Director, Chief Human Capital Officer at LPL Financial Holdings, Inc.

Relationship likelihood: Strong

Managing Director, Business Solutions at LPL Financial Holdings, Inc.

Relationship likelihood: Strong

Executive Vice President, Deputy General Counsel at LPL Financial Holdings, Inc.

Relationship likelihood: Strong

Managing Director & Divisional President, Advisor Solutions at LPL Financial Holdings, Inc.

Relationship likelihood: Strong

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Dan Arnold
President & Chief Executive Officer at LPL Financial Holdings, Inc.
Education
Bachelor of Science in Electrical Engineering
Class of 1988

Auburn University (AU or Auburn) is a public university located in Auburn, Alabama, United States. With more than 25,000 students and 1,200 faculty members, it is one of the largest universities in the state. Auburn was chartered on February 7, 1856, as the East Alabama Male College, a private liberal arts school affiliated with the Methodist Episcopal Church, South. In 1872, the college became the state's first public land-grant university under the Morrill Act and was renamed the Agricultural and Mechanical College of Alabama. In 1892, the college became the first four-year coeducational school in the state. The curriculum at the university originally focused on arts and agriculture. This trend changed under the guidance of Dr. William Leroy Broun, who taught classics and sciences and believed both disciplines were important in the overall growth of the university and the individual. The college was renamed the Alabama Polytechnic Institute (API) in 1899, largely because of Dr. Broun’s influence. The college continued expanding, and in 1960 its name was officially changed to Auburn University to acknowledge the varied academic programs and larger curriculum of a major university. In 1964, under Federal Court mandate AU admitted its first African American Student. It had been popularly known as "Auburn" for many years. Auburn is among the few American universities designated as a land-grant, sea-grant, and space-grant research center.

M.B.A. in Finance

J. Mack Robinson College of Business is the business school of Georgia State University in Atlanta. It is one of Georgia State's six colleges. Robinson College began as the Georgia Tech Evening School of Commerce in 1913. After being moved to downtown Atlanta in 1914, the college continued to grow. In 1955, it was renamed the Georgia State College of Business Administration. In 1998, the college was renamed the J. Mack Robinson College of Business in honor of J. Mack Robinson, an Atlanta entrepreneur, businessman and philanthropist

Career History
President & Chief Executive Officer
2007 - Current

LPL Financial Holdings, Inc. operates as an investment holding company with interests in technology, brokerage and investment advisory services. It provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions. The company operates its business through its subsidiaries under three business segments: Independent Advisor Services, Institution Services and Custom Clearing Services. LPL Financial Holdings is headquartered in Boston, MA.

Professional
Prior

BellSouth LLC operates as a telecommunications holding company. It provides wire line communication services including local exchange, network access, intra local access, and internet services. The firm also offers print and online directory advertising. The company was founded in 1983 and is headquartered in Atlanta, GA.

Partner
Prior

Arnold & Porter LLP, practicing in distinct areas of the law, conducts business worldwide. Their global reach, experience, and deep knowledge allow them to work across geographic, cultural, technological, and ideological borders, serving clients whose business needs require U.S., EU, or cross-border regulatory, litigation, and transactional services. As their practice embraces the rapidly changing international landscape, their firm has become a powerful partner for global business. The company serves sovereign governments, U.S. and European businesses as they expand into emerging markets, multinational corporations as they conduct business in a multitude of locations, and international businesses seeking to navigate the waters of U.S. and European business, regulation, and law. They believe business transformation in a global economy requires innovation and open market access, and by providing the legal structure and foundation for both, they enable their clients to effectively provide products and services to the world's vast marketplace. The company was established in 1946 and is headquartered in Washington, DC.

Boards & Committees
Director, President & Chief Executive Officer
2007 - Current

LPL Financial Holdings, Inc. operates as an investment holding company with interests in technology, brokerage and investment advisory services. It provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions. The company operates its business through its subsidiaries under three business segments: Independent Advisor Services, Institution Services and Custom Clearing Services. LPL Financial Holdings is headquartered in Boston, MA.

President, Treasurer & Director
Current

LPL Holdings, Inc. operates as a holding comany for LPL Financial Services. It provides investment advisory, marketing, administrative, distribution and information systems services to the independent financial advisor network in the United States through its subsidiaries. The company is headquartered in Boston, MA.

Director
Prior
Director
2015 - 2018

Securities Industry and Financial Management Association SIFMA brings together the shared interests of hundreds of securities firms, banks and asset managers. These companies are engaged in communities across the country to raise capital for businesses, promote job creation and lead economic growth.

Member, Board of Directors
Prior

Bank Insurance & Securities Association is an American nonprofit company located in Washington, DC, specializing in business associations.The company says this about itself: The Bank Insurance & Securities Association is the leading financial services industry association dedicated to serving those responsible for the marketing, sales and distribution of securities, insurance, and other financial products and advisory services through the bank channel. Member companies include depository institutions of all sizes, their broker/dealer and mutual fund subsidiaries, third-party marketing companies, product manufacturers and firms providing products, technology or services to support these enterprises.

Political Donations
$300
1997

The National Republican Congressional Committee (NRCC) is the Republican Hill committee which works to elect Republicans to the United States House of Representatives. The NRCC was formed in 1866, when the Republican caucuses of the House and Senate formed a "Congressional Committee". It supports the election of Republicans to the House through direct financial contributions to candidates and Republican Party organizations; technical and research assistance to Republican candidates and Party organizations; voter registration, education and turnout programs; and other Party-building activities.

Transactions
Details Hidden

LPL Financial Holdings, Inc. issued USD Common Stock

Public Holdings
Restricted data only for RelSci Professional users.
Awards & Honors
CPA (Certified Public Accountant)
Series 24 - General Securities Principal
Series 7 - General Securities Representative
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