Dana G. Fleischman

Partner at Latham & Watkins LLP

Dana G. Fleischman

Dana G. Fleischman

Partner at Latham & Watkins LLP

Biography

Dana Fleischman is a partner in the New York office of Latham & Watkins. Ms. Fleischman is a member of the Corporate Department and the Capital Markets Practice and Financial Regulatory Practice, as well as a member of the firm’s Financial Institutions Group. Ms. Fleischman’s practice focuses on matters involving the regulation of broker-dealers and securities markets. Her clients consist of major investment banks, leading financial trade associations, electronic trading platforms, investment advisers, exchanges, clearing organizations, and non-US banks and bank holding companies.

Ms. Fleischman advises clients on a wide range of corporate and regulatory compliance matters, including in connection with mergers and acquisitions and cross-border transactions. She also has extensive experience representing US and non-US corporate and investment banking clients in public offerings and private placements and assists clients in connection with internal investigations and enforcement matters.

Ms. Fleischman counsels securities firms and trade associations with respect to, and has been actively involved in commenting on, significant regulatory initiatives and rule-making proposals and has been instrumental in obtaining no-action relief, exemptive orders and interpretive guidance from various regulatory bodies and self-regulatory organizations (including the Securities and Exchange Commission, the Financial Industry Regulatory Authority and the New York Stock Exchange) on behalf of both US and foreign-based clients.

Ms. Fleischman is a member of the American Bar Association’s Federal Securities Regulation Committee, Chair of the ABA’s Trading and Markets Subcommittee, Chair of the ABA's FINRA Subcommittee, and a member of the Securities Industry and Financial Markets Association Compliance and Legal Division. She is the recipient of Euromoney’s 2013 Americas Women in Business Law Award for Financial Regulation.

Ms. Fleischman is a frequent speaker at industry conferences and writes on various aspects of securities law and broker-dealer regulatory matters.

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Co-Chair, National Office at Latham & Watkins LLP

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Partner at Latham & Watkins LLP

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Partner at Latham & Watkins LLP

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Partner at Latham & Watkins LLP

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Associate at Latham & Watkins LLP

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Associate at Latham & Watkins LLP

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Partner at Latham & Watkins LLP

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Partner at Latham & Watkins LLP

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Counsel at Latham & Watkins LLP

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Visiting Assistant Professor of Tax Law at New York University - School of Law

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Dana G. Fleischman
Partner at Latham & Watkins LLP
Education
JD
Class of 1989

Located in New Haven, Connecticut, Yale Law School is one of the world’s premier law schools. It offers an unmatched environment of excellence and educational intimacy in the form of world renowned faculty, small classes, limitless opportunities for clinical training, and strong encouragement of public service. The Law School is small by design; its impact on the world is measured by its accomplished graduates and its ongoing scholarship and outreach through numerous centers and projects. For students, the experience is unparalleled. The faculty-student ratio supports a vast array of courses and opportunities for independent research and student-organized seminars. Students get practical training by representing real clients in clinics starting in their first year. Throughout, a spirit of collaboration reigns. All first-term courses are ungraded, and subsequent classes are graded honors/pass/low pass. Yale Law School is unique among law schools in that it produces leaders in all walks of life: distinguished deans and faculty members at law schools across the country and the world; industry CEOs and corporate counsels; founders of nongovernmental organizations and other nonprofit entities; entrepreneurs; government servants in federal, state, and local offices and the judiciary--just a few areas in which our alumni's talent and passion and dedication have made a difference. Among the School’s graduates are U.S. Presidents and Supreme Court Justices; and among its far-reaching projects, the Information Society Project and the China Center.

BA with High Honors
Class of 1986

Emory University, recognized internationally for its outstanding liberal arts colleges, graduate and professional schools as well as one of the Southeast's leading health care systems, is located on a beautiful, leafy campus in Atlanta, Georgia's historic Druid Hills suburb. Emory maintains an uncommon balance for an institution of its standing: our scholars and experts generate more than $500 million in research funding annually, while also maintaining a traditional emphasis on teaching. The university is enriched by the legacy and energy of Atlanta, and by collaboration among its schools, centers and partners.

Memberships
Member, Compliance & Legal Division
Current

Securities Industry and Financial Management Association SIFMA brings together the shared interests of hundreds of securities firms, banks and asset managers. These companies are engaged in communities across the country to raise capital for businesses, promote job creation and lead economic growth.

Career History
Partner
Current

Latham & Watkins LLP is a full-service law firm. The firm offers services in the areas of finance, litigation, tax, banking, life sciences, private equity, real estate, government relations, employment law, and outsourcing. The firm practices in a spectrum of transactional, litigation, corporate, and regulatory areas. Latham & Watkins was established in 1934 and is based in New York, New York.

Transactions
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NIO, Inc. (China) issued USD American Depositary Shares

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Bilibili, Inc. issued USD American Depositary Shares

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Greentree Hospitality Group Ltd. issued USD American Depositary Shares

Other Affiliations

Dana G. Fleischman is affiliated with Latham & Watkins LLP

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