John Ulla

Chief Operating Officer at Continental Stock Transfer & Trust Company

John Ulla

John Ulla

Chief Operating Officer at Continental Stock Transfer & Trust Company

Biography

John joined Continental Stock Transfer & Trust Company in 2013 to assume responsibilities for Specialized Services, including Dividends, Abandoned Property Reporting, Account Maintenance, Check Reconciliation, IRS Tax Reporting, Research and Dividend Reinvestment.

John is a well-respected industry leader with a wide range of industry knowledge. He has experience in all aspects of the industry and is well versed in the Stock Transfer product.

John has 30-plus years of experience in the transfer agency industry, working for some of the largest transfer agents in the world. This experience has allowed him to accumulate a broad range of managerial, organizational and administrative skills. John also has a vast knowledge of all operational and regulatory issues handled by transfer agents.

John is a former chair of the Securities Transfer Association’s Operations Committee and has participated in several industry-wide boards. John is a graduate of St. John’s University

Overview
Career Highlights

Continental Stock Transfer & Trust Company

RelSci Relationships

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President & Chairman at Continental Stock Transfer & Trust Company

Relationship likelihood: Strong

Chief Compliance Officer & Corporate Secretary at Continental Stock Transfer & Trust Company

Relationship likelihood: Strong

Vice President & Chief Information Security Officer at Continental Stock Transfer & Trust Company

Relationship likelihood: Strong

Vice President, Controller & Treasurer at Continental Stock Transfer & Trust Company

Relationship likelihood: Strong

Assistant Secretary at Continental Stock Transfer & Trust Company

Relationship likelihood: Strong

Vice President & Director of Proxy & Mail Services at Continental Stock Transfer & Trust Company

Relationship likelihood: Strong

Director-Client Administration at Continental Stock Transfer & Trust Company

Relationship likelihood: Strong

Senior Vice President & Director of Shareholder Services at Continental Stock Transfer & Trust Company

Relationship likelihood: Strong

Vice President & Director of Sales Strategy, Marketing at Continental Stock Transfer & Trust Company

Relationship likelihood: Strong

Controller & Vice President of Accounting at Continental Stock Transfer & Trust Company

Relationship likelihood: Strong

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John Ulla
Chief Operating Officer at Continental Stock Transfer & Trust Company
Career History
Chief Operating Officer
Current

Continental Stock Transfer & Trust Co. is a private company headquartered in New York, NY, with operations in US. The firm specializes in stock transfer services.On its website, the company says this about itself: Continental Stock Transfer & Trust is the 4th largest stock transfer agent in North America, handling more than 1,100 public & private issues and aggregating more than 2 million shareholders. For 53 years the Company has delivered to its clients reliability, stability and premier service at an exceptional price. Continental offers a wide array of services, including public and private offering administration, issuance and transfer of shares, management of restricted transfers and option exercises, maintenance of shareholder stock ledgers, including cost basis history, dividend disbursement and investment plan services, as well as corporate event administration and escrow services. In addition, the Company has a dominant position in the Special Purpose Acquisition Company “SPAC” / IPO business and has been routinely recognized as the leading North American Transfer Agent, delivering exceptional services and unmatched value to its customers.

Other Affiliations

John Ulla is affiliated with Continental Stock Transfer & Trust Company

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