Mark P. Fisher

Senior Vice President, General Counsel & Corporate Secretary at Stifel Financial Corp.

Mark P. Fisher

Mark P. Fisher

Senior Vice President, General Counsel & Corporate Secretary at Stifel Financial Corp.

Overview
Career Highlights

Century Securities Associates, Inc.
Stifel Financial Corp.
Thomas Weisel Partners Group, Inc.

RelSci Relationships

3121

Birthday

1970

Age

49

Relationships
RelSci Relationships are individuals Mark P. Fisher likely has professional access to. A relationship does not necessarily indicate a personal connection.

Co-President at Stifel Financial Corp.

Relationship likelihood: Strong

Chairman of the Board of Directors & Chief Executive Officer at Stifel Financial Corp.

Relationship likelihood: Strong

President & Chief Executive Officer Keefe, Bruyette & Woods at Stifel Financial Corp.

Relationship likelihood: Strong

Global Head-Investment Banking at Stifel Financial Corp.

Relationship likelihood: Strong

Founder at Thomas Weisel Capital Management LLC

Relationship likelihood: Strong

Director of US Research at Stifel Financial Corp.

Relationship likelihood: Strong

Chief Compliance Officer at Stifel, Nicolaus & Co., Inc.

Relationship likelihood: Strong

Managing Director at Stifel, Nicolaus & Co., Inc.

Relationship likelihood: Strong

Co-Head, Investment Banking at Stifel Financial Corp.

Relationship likelihood: Strong

Head of UK Equities at Stifel Financial Corp.

Relationship likelihood: Strong

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Mark P. Fisher
Senior Vice President, General Counsel & Corporate Secretary at Stifel Financial Corp.
Education
JD
Class of 1997

Harvard Law School offers an energetic and creative learning environment, a diverse and dedicated faculty—whose expertise spans a broad array of legal subjects—and a student body that comes from every state in the U.S. and more than 70 countries around the world. Approximately 1,900 students attend HLS each year: 1,680 J.D. students, 160 LL.M. students, and 50 S.J.D. candidates. The faculty includes more than 100 full-time professors and more than 150 visiting professors, lecturers on law, and instructors. The curriculum features more than 260 courses and seminars that cover a broad range of traditional and emerging legal fields. A Harvard Law education prepares students for success in law practice, business, public service, teaching, and more. Most HLS students are pursuing a J.D. (Juris Doctor) degree, while many others are earning an LL.M. (Master of Laws) or the S.J.D. (Doctor of Juridical Science). Harvard Law School also offers many joint degree programs, coordinated programs, and concurrent degree opportunities with other schools within Harvard University. The Law School community is also home to numerous research programs and engaging publications, including books, scholarly periodicals, newsletters, and a weekly student newspaper.

Ph.D. in Economics
Class of 1997

The University of Chicago's Office of Investments (COI) is responsible for managing the University's investment assets, which includes overseeing the endowment to ensure that it benefits both current and future generations of the University of Chicago. COI oversees the broad investment strategy and provides input to the development of the strategic and tactical investment policies of the University & UCMC endowments, pension plans and self-insurance trust assets. Their strategy combines qualitative and quantitative analysis, seeking to achieve superior investment performance on a risk-adjusted basis.COI's approach seeks to evaluate the investment strategy as an integrated part of the operating plans of the University rather than in isolation and focuses the the University's overall success, not investment returns. The endowment is well-diversified across a variety of asset classes, including global stocks and bonds, real estate, natural resources, private equity, absolute return strategies and protection (tail-hedging strategies). Asset class exposure is achieved primarily by selecting and engaging external managers. COI manages the global macro and the overlay portfolio to ensure that the portfolio's overall positioning is compliance with the endowment's investment guidelines.COI's strategies for investing in the public markets include: Absolute Return, Private Debt, Fixed Income and Credit. and Global Equities.COI's real assets team invests globally in real estate and natural resources using outside managers. The real estate portfolio invests globally in value-added and opportunistic strategies using both private partnerships and public vehicles. The natural resources portfolio invests globally in strategies that include, but are not limited to: oil and gas exploration & production; power generation; infrastructure; timber; mining and minerals; and agriculture.

A.B.
Class of 1991

Stanford University, located between San Francisco and San Jose in the heart of California's Silicon Valley, is one of the world's leading teaching and research universities. Since its opening in 1891, Stanford has been dedicated to finding solutions to big challenges and to preparing students for leadership in a complex world.

Memberships
Member
Current

The New York State Bar Association (NYSBA) is a voluntary bar association for the state of New York. NYSBA was founded in 1877 with the stated goal to cultivate the science of jurisprudence; to promote reform in the law; to facilitate the administration of justice, and to elevate the standards of integrity, honor, professional skill, and courtesy in the legal profession. Its first President was David B. Hill. Among the reforms in the legislation signed into law creating the association was the removal of the restrictions on the admission of women to the practice of law. In 1896, NYSBA proposed the first global means for settling disputes among nations, what is now called the Permanent Court of Arbitration in The Hague.

Career History
General Counsel
2014 - Current

Founded in 1991, Century Securities Associates, Inc. is an SEC-registered broker/dealer located in St. Louis, Missouri. The firm is a wholly-owned subsidiary of Stifel Financial Corp. (NYSE: SF), a full-service regional brokerage and investment banking firm that was founded in 1890. The firm is a member of FINRA and the SIPC.

Senior Vice President, General Counsel & Corporate Secretary
2010 - Current

Stifel Financial Corp. is a full-service regional brokerage and investment banking firm, established in 1890 and based in St. Louis, Missouri. The Company provides securities brokerage, investment banking, trading, investment advisory, and related financial services through its wholly owned subsidiaries, primarily Stifel, Nicolaus & Company, Incorporated, to individual investors, professional money managers, businesses, and municipalities.

Chief Legal Officer
2007 - Prior

Montibus Capital Management (MCM) specializes in creating growth portfolios and currently offers the following two investment strategies: Small Cap Growth and Small/Mid Cap Growth. Their portfolio management team seeks to identify companies with shareholder-oriented management teams, with strong revenue growth and strong positioning relative to competitors. The team then applies various valuation techniques to each company to develop price points at which MCM would buy and sell the security, and to identify those companies that they believe present favorable opportunities for return relative to the levels of risk. To help determine the optimal size of an investment, MCM's portfolio management team may also consider a company's buy and sell price points, risk/reward profile and its potential price volatility. This information is used to allocate capital across and within market capitalizations and industry sectors.

Transactions
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Stifel Financial Corp. raised money in a private placement transaction

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Stifel Financial Corp. raised money in a private placement transaction

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Stifel Financial Corp. purchases Thomas Weisel Partners Group, Inc.

Public Holdings
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