Nate Saint-Victor

Executive Director, Legal & Compliance Division at Morgan Stanley

Nate Saint-Victor

Nate Saint-Victor

Executive Director, Legal & Compliance Division at Morgan Stanley

Biography

Nate Saint-Victor is an Executive Director in the Legal and Compliance Division of Morgan Stanley. Nate provides advice to Morgan Stanley Wealth Management on issues pertaining to the laws, rules and regulations applicable to investment advisers and brokers-dealers, with a focus on alternative investments, research and investment advisory programs. Previously, Nate was an associate at Davis Polk & Wardwell where he practiced in the Investment Management Group. Since 2009, Nate has served on the Securities Industry and Financial Markets Association (SIFMA) Alternative Investments Roundtable and previously served on the SIFMA Investment Advisor/ Broker-Dealer Task Force, SIFMA Investment Advisory Committee and the Certified Financial Planner Board Business Model Working Group. Nate regularly participates on a broad range of panels and has been published covering issues such as securities laws, diversity and inclusion and professional development.

Nate is also the former Chair of the Morgan Stanley Legal and Compliance Division’s Diversity & Inclusion Committee (LCDDIC) which, with over 200 active members, is one of the most formidable efforts to enhance diversity and inclusion within the legal and compliance professions. Through his leadership, recruitment efforts and cultivation of talent, participation quadrupled during his tenure and the firm and certain employees have been recognized industry-wide for their innovative efforts. He has been an active member of the LCDDIC since 2006.

Nate is on the Board of Directors for the Alliance of Securities and Financial Educators (ASAFE), a non-profit alliance of financial services industry experts who are regulators and practitioners that create and provide educational programs to increase and diversify access to the financial services industry and its leadership careers. Nate is also on the Advisory Council for the National Association of Minority and Women Owned Law Firms (NAMWOLF), a nonprofit trade association comprised of minority and women-owned law firms. Nate is Co-Chair of the New York City Bar Association Enhancing Diversity in the Profession Committee and previously sat on the Committee on Diversity Pipeline Initiatives, the Committee on Minorities in the Profession, and the Diversity & Inclusion Champion Award Selection Committee, the last for which he served as Chair. Nate is a 2009 Council of Urban Professionals (CUP) Fellow and is currently Co-Chair for the CUP Fellows Alumni Board. Nate also served on the Pipeline Crisis/Winning Strategies Early Care and Education Working Group, sponsored by Goldman Sachs and Sullivan and Cromwell. Nate is on the Executive Committee of The Group, a collective of senior in-house African-American male attorneys and an adviser to 1844, a collective of black male law firm associates.

Nate enjoys mentoring high school students through Legal Outreach, which prepares urban youth from underserved communities in New York City to compete at high academic levels by using intensive legal and educational programs as tools for fostering vision, developing skills, enhancing confidence, and facilitating the pursuit of higher education. He is a recurring judge for Legal Outreach moot court competitions, an annual guest speaker for their 8th grade summer program for black and latino boys (Pathways to Achievement and Community Transformation, or PACT), currently sits on Legal Outreach’s Advisory Board, and was recognized as an “Elder of the Village”, the organization’s highest honor.

Nate has also been recognized as a 2015 Council of Urban Professionals (CUP) Catalyst Change Agent in Law and a 2015 National Bar Association “40 Under 40 Nation’s Best Advocates” honoree.

Nate received his undergraduate degree from Duke University, where he co-founded the Duke Business Club and the Duke Investment Club, and received his law degree from Georgetown University Law Center, where he was on the Journal of Gender and the Law, the Barristers’ Council, the nationally ranked Frederick Douglass moot court team and served as President of the Black Law Students Association (BLSA).

Overview
Career Highlights

Morgan Stanley

RelSci Relationships

8921

Number of Boards

5

Contact Data
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Relationships
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Chief Executive Officer at Morgan Stanley

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Executive Director at Morgan Stanley Smith Barney LLC

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President & Managing Director at Morgan Stanley Investment Management, Inc.

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Former President & Principal Executive Officer at Morgan Stanley

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Head of Quantitative Research at Morgan Stanley AIP GP LP

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Chief Executive Officer, Morgan Stanley China at Morgan Stanley

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Co-Chairman, Co-President & Co-Chief Executive Officer at Morgan Stanley Smith Barney LLC

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Chairman, President & Chief Executive Officer at Morgan Stanley Smith Barney LLC (Invt Mgmt)

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Director, Chief Executive Officer & President at Morgan Stanley Smith Barney Venture Services LLC

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Executive Director at Morgan Stanley Alternative Investment Partners LP

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In The News
Milwaukee Journal Sentinel (Wisconsin)
July 24, 2019
Pilot recounts harrowing flight
The Dallas Morning News
April 19, 2018
Pilot’s reaction: ‘God is good’ ‘
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Nate Saint-Victor
Executive Director, Legal & Compliance Division at Morgan Stanley
Education
Undergraduate Degree

Duke University is an academic university that offers undergraduate, graduate and professional programs. It also has publications and research services. The university was founded in 1838 and is headquartered in Durham, NC.

Law Degree

Georgetown University Law Center is the law school of Georgetown University, located in Washington, D.C. Established in 1870, the Law Center offers J.D., LL.M., and S.J.D. degrees in law.[5] As the second largest law school in the United States, Georgetown Law often touts the advantages of its wide range of program offerings and proximity to federal agencies and courts, including the Supreme Court

Memberships
Member
Current

The Association of the Bar of the City of New York is a voluntary association of lawyers and law students. The organization was founded in 1870 and it is headquartered in New York, NY.

Fellow
2009 - Prior

The Leadership Institute is CUP’s professional development platform designed to increase the level of diversity within the executive ranks of private, public, and nonprofit organizations. The Leadership Institute delivers an array of offerings aimed at equipping professionals of color and women across industries with the skills needed to continue on an upward career trajectory.

Member, Investment Advisor/Broker-Dealer Task Force
Prior

Securities Industry and Financial Management Association SIFMA brings together the shared interests of hundreds of securities firms, banks and asset managers. These companies are engaged in communities across the country to raise capital for businesses, promote job creation and lead economic growth.

Career History
Executive Director, Legal & Compliance Division
Current

Morgan Stanley operates as a global financial services company. The firm provides investment banking products and services to its clients and customers including corporations, governments, financial institutions, and individuals. It operates through the following business segments: Institutional Securities, Wealth Management, and Investment Management. The Institutional Services segment provides financial advisory, capital-raising services, and related financing services on behalf of institutional investors. The Wealth Management segment offers brokerage and investment advisory services covering various types of investments, including equities, options, futures, foreign currencies, precious metals, fixed-income securities, mutual funds, structured products, alternative investments, unit investment trusts, managed futures, separately managed accounts, and mutual fund asset allocation programs. The Investment Management segment provides equity, fixed income, alternative investments, real estate, and merchant banking strategies. The company was founded by Harold Stanley and Henry S. Morgan on September 16, 1935 and is headquartered in New York, NY.

Faculty Member
Current

Practising Law Institute is a non-profit continuing legal education organization chartered by the Regents of the University of the State of New York, founded in 1933. PLI is dedicated to providing the legal community and allied professionals with the most up-to-date, relevant information and techniques which are critical to the development of a professional, competitive edge. We achieve these goals through the highest quality Seminars held annually in locations across the United States, annually supplemented Treatises, Audio CDs and DVDs, MP3s, Live Webcasts, Course Handbooks, and On-Demand Learning. Since its founding PLI has witnessed more than 3 million registrations and publication purchases by lawyers and allied professionals. PLI's Institutes and Programs provide lawyers with up-to-date information each year. Our programs are held in several locations including New York, California, Illinois, Washington, DC, Georgia, Massachusetts, New Jersey, Texas, Virginia, Pennsylvania, London and Hong Kong. PLI also expanded its offerings, with a Patent Law Practice Center, Securities Law Practice Center, Pro Bono & Public Interest areas, research and development, critical to PLI's mission. PLI created a law school division to strengthen the relationship with law school students and faculty. Finally, with most states adopting MCLE programs, PLI is planning courses accordingly and has also committed itself to providing lower priced courses to meet the needs of newly admitted attorneys. PLI is headquartered in New York City with an office in California.

Associate
Prior

Davis Polk & Wardwell LLP offers legal solutions to areas such as capital markets, mergers and acquisitions, credit, insolvency, and restructuring, investment management, tax, and litigation. Based in New York, the company was founded by Francis N. Bangs in 1849.

Non-Profit Donations & Grants

Learn how non-profit organizations benefit from RelSci
$500 - $2,499
2017

LEGAL OUTREACH IS A COLLEGE PREPARATORY ORGANIZATION THAT ORGANIZES LAW BASED EDUCATIONAL PROGRAMS TO INSPIRE AND PREPARE MIDDLE AND HIGH SCHOOL STUDENTS FROM UNDERSERVED COMMUNITIES TO STRIVE FOR HIGHER EDUCATION AND PROFESSIONAL CAREERS.

$2,500 - $4,999
2016

LEGAL OUTREACH IS A COLLEGE PREPARATORY ORGANIZATION THAT ORGANIZES LAW BASED EDUCATIONAL PROGRAMS TO INSPIRE AND PREPARE MIDDLE AND HIGH SCHOOL STUDENTS FROM UNDERSERVED COMMUNITIES TO STRIVE FOR HIGHER EDUCATION AND PROFESSIONAL CAREERS.

Other Affiliations

Nate Saint-Victor is affiliated with Morgan Stanley, Practising Law Institute, Davis Polk & Wardwell LLP

This web site is not endorsed by, directly affiliated with, maintained, authorized, or sponsored by Nate Saint-Victor. The use of any trade name or trademark is for identification and reference purposes only and does not imply any association with the trademark holder. The Presence of Nate Saint-Victor's profile does not indicate a business or promotional relationship of any kind between RelSci and Nate Saint-Victor.