Patrick Neligan

Chief Compliance Officer at Cook Pine Capital LLC

Patrick Neligan

Patrick Neligan

Chief Compliance Officer at Cook Pine Capital LLC

Biography

Patrick Neligan is a Director of Cook Pine Capital. Mr. Neligan has responsibility for the overall operations of Cook Pine Capital and serves as the firm’s Chief Compliance Officer (CCO). Mr. Neligan is responsible for the operational due diligence of new and existing managers and is also involved in business development, strategic planning, and client/investment manager relationships. Previous to joining Cook Pine Capital, Mr. Neligan spent 7 years at Goldman, Sachs & Co., where he was a Vice President. During his tenure at Goldman Sachs, Mr. Neligan helped manage and oversee the Equities Division and was a key member in formulating and implementing strategic initiatives across the globe. Mr. Neligan was also a point person for the division’s client relationship management team which served many of the firm’s top hedge fund clients. Mr. Neligan also previously served as unit manager in Hong Kong for the division’s Asian Capital Market team. Mr. Neligan received a BA from The University of Connecticut.

Overview
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RelSci Relationships are individuals Patrick Neligan likely has professional access to. A relationship does not necessarily indicate a personal connection.
Eiichiro Kuwana

President & Founding Principal at Cook Pine Capital LLC

Relationship likelihood: Strong

Yumi Mera Kuwana

Managing Director & Founding Principal at Cook Pine Capital LLC

Relationship likelihood: Strong

Michael Stephenson

Co-Chief Investment Officer & Principal at Cook Pine Capital LLC

Relationship likelihood: Strong

Sayuka Yamazaki

Analyst at Cook Pine Capital LLC

Relationship likelihood: Strong

Katsura Kikuzawa

Former Director of Research at Cook Pine Capital LLC

Relationship likelihood: Average

Andrew Jing

Senior Product Manager at FLYR, Inc.

Relationship likelihood: Average

Jared Pollack

Associate at Cook Pine Capital LLC

Relationship likelihood: Average

Loyal Egan

Associate at Cook Pine Capital LLC

Relationship likelihood: Average

Shinya Deguchi

Co-Founder & Managing Partner at Star Magnolia Capital

Relationship likelihood: Average

Karen Fang

Head of Fixed Income, Currencies & Commodities Sales-Americas at Bank of America Corp.

Relationship likelihood: Weak

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Patrick Neligan
Chief Compliance Officer at Cook Pine Capital LLC
Education
BA
University of Connecticut

The University of Connecticut (UConn) is a public research university in Connecticut. Known as a Public Ivy,[3] UConn was founded in 1881 and is a Land Grant and Sea Grant college & member of the Space Grant Consortium. The institution serves more than 30,000 students on its six campuses, including more than 8,000 graduate students in multiple programs.[4] UConn's main campus is in Storrs, Connecticut. The university's president is Susan Herbst.[5] UConn is one of the founding institutions of the Hartford, Connecticut/Springfield, Massachusetts regional economic and cultural partnership alliance known as New England's Knowledge Corridor. UConn is a member of Universitas 21, a global network of 24 research-intensive universities, who work together to foster global citizenship and institutional innovation through research-inspired teaching and learning, student mobility, connecting students and staff, and promote advocacy for internationalisation.[6] UConn is accredited by the New England Association of Schools and Colleges.

Career History
Chief Compliance Officer
2006 - Current
Cook Pine Capital LLC

Cook Pine Capital LLC is an American private company located in Greenwich, CT. The firm provides investment advice.

Vice President
Prior
Goldman Sachs & Co. LLC

Goldman, Sachs & Co. (GS&Co.), a limited partnership registered as a U.S. broker-dealer and futures commission merchant, together with its consolidated subsidiaries (collectively, the firm), is an indirectly wholly owned subsidiary of The Goldman Sachs Group, Inc. (Group Inc.), a Delaware corporation. The firm is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals.

Other Affiliations

Patrick Neligan is affiliated with Cook Pine Capital LLC, Goldman Sachs & Co. LLC

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