Philip Shen

Managing Director & Senior Research Analyst at ROTH Capital Partners LLC

Philip Shen

Philip Shen

Managing Director & Senior Research Analyst at ROTH Capital Partners LLC

Overview
RelSci Relationships

276

Relationships
RelSci Relationships are individuals Philip Shen likely has professional access to. A relationship does not necessarily indicate a personal connection.

Managing Director at ROTH Capital Partners LLC

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Founding Member at University of San Diego

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Director & Research Analyst at ROTH Capital Partners LLC

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Managing Director & Senior Research Analyst at Alliance Global Partners Corp.

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Director & Research Analyst at ROTH Capital Partners LLC

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President & Head of Investment Banking at H. C. Wainwright & Co. LLC

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Chief Operating Officer & Chief Financial Officer at ROTH Capital Partners LLC

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Chief Compliance Officer at ROTH Capital Partners LLC

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General Counsel at ROTH Capital Partners LLC

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Managing Director & Co-Head of Consumer Investment Banking at ROTH Capital Partners LLC

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Philip Shen
Managing Director & Senior Research Analyst at ROTH Capital Partners LLC
Education

Brown University is located in historic Providence, Rhode Island and was founded in 1764. It is the seventh-oldest college in the United States. Brown is an independent, coeducational Ivy League institution comprising undergraduate and graduate programs, plus the Alpert Medical School, School of Public Health, School of Engineering, and the School of Professional Studies.

Stanford University, officially Leland Stanford Junior University, is a private research university in Stanford, California. Stanford was founded in 1885 by Leland and Jane Stanford in memory of their only child, Leland Stanford Jr., who had died of typhoid fever at age 15 the previous year. Stanford is generally ranked among the best universities in the world by academic publications. It is also one of the top fundraising institutions in the country, becoming the first school to raise more than a billion dollars in a year.

Career History
Managing Director & Senior Research Analyst
2010 - Current

Founded in 1984, ROTH Capital Partners LLC is a full service investment banking firm and broker/dealer headquartered in Newport Beach, California. The firm is a subsidiary of CR Financial Holdings, Inc. ROTH Capital focuses on the small and micro-cap markets. The firm's services include raising capital, research coverage, creating liquidity, trading and market making, merger and acquisition advisory services, sales support and investor conferences. ROTH Capital is a leading placement agent for a number of PIPE transactions.ROTH's research covers emerging growth equities in the business services, consumer, electronics, global energy/industrials, gaming, healthcare, media, retail and software sectors. The firm focuses on companies with market-caps of $100 million to $1 billion. Their coverage universe includes approximately 200 small-cap growth companies around the globe including over 50 companies located in China. The companies they follow have an average market-cap of about $290 million. ROTH seeks to identify rapidly growing companies with significant long-term growth prospects.

Research Analyst
Prior

J.P. Morgan Securities offers a broad array of investment products and the world’s leading investment managers. These expansive resources—the best people and products in the industry coupled with a Financial Advisor who is directly involved in the investment process—are the true benefits of working with it.

Research Analyst
Prior

Bear, Stearns & Co., Inc. is a global investment banking, securities trading and brokerage firm located in New York City with additional offices in Dallas, Boston and San Francisco. The firm is a subsidiary Bear Sterns Cos., Inc. (NYSE: BSC).Their equity research team consists of senior analysts located throughout the world. In addition to domestic coverage, they have research teams focusing on Latin America, Asia and Europe. The analysts use a bottom-up approach to stock selection.The Bear Stearns fixed-income research department provides coverage of every sector of the fixed-income universe.The financial analytics and structured transactions group (F.A.S.T) provides investment research, fixed-income portfolio management and analytical systems, trading technology and general financial expertise. The group also provides a broad range of services to financial institutions including asset-liability management, balance sheet restructuring, receivables-based financing analysis, security and portfolio analysis, peer analysis, and historical and real-time market-based information.

Events
Speaker
2301 S Lake Shore Dr-Chicago, IL
2013 ROTH Solar Symposium

Meet Leading solar companies throughout the supply chain, and gain critical insight towards issues and trends in the industry

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