Steven J. Randich

Executive Vice President & Chief Information Officer at Financial Industry Regulatory Authority, Inc.

Steven J. Randich

Steven J. Randich

Executive Vice President & Chief Information Officer at Financial Industry Regulatory Authority, Inc.

Overview
RelSci Relationships

6677

Number of Boards

2

Birthday

1963

Age

57

Number of Awards

1

Contact Data
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Relationships
RelSci Relationships are individuals Steven J. Randich likely has professional access to. A relationship does not necessarily indicate a personal connection.

Executive Vice President & Director, Dispute Resolution Services at Financial Industry Regulatory Authority, Inc.

Relationship likelihood: Strong

Executive Vice President & Chief Financial Officer at Financial Industry Regulatory Authority, Inc.

Relationship likelihood: Strong

Chief Economist & Senior Vice President at Financial Industry Regulatory Authority, Inc.

Relationship likelihood: Strong

Executive Vice President & Chief Legal Officer at Financial Industry Regulatory Authority, Inc.

Relationship likelihood: Strong

Associate Director, Office of Compliance Inspections & Examinations Broker-Dealer Examination Program-New York Regional Office at US Securities & Exchange Commission

Relationship likelihood: Strong

Head, Office of Financial & Operational Risk Policy-Office of General Counsel at Financial Industry Regulatory Authority, Inc.

Relationship likelihood: Strong

Former Chief Regulatory Officer at NYSE Group, Inc.

Relationship likelihood: Strong

Senior Vice President, Chief Counsel & Director of Mediation & Strategy at FINRA Dispute Resolution, Inc.

Relationship likelihood: Strong

Governor at Financial Industry Regulatory Authority, Inc.

Relationship likelihood: Strong

Vice President of Compliance at Global Relay Communications, Inc.

Relationship likelihood: Strong

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Steven J. Randich
Executive Vice President & Chief Information Officer at Financial Industry Regulatory Authority, Inc.
Education
Undergraduate Degree in Computer Science

Chartered in 1895, Northern Illinois University first opened its doors in 1899 as the Northern Illinois State Normal School solely to prepare college-educated teachers. The university has since grown into a world-class university that attracts students from around the globe while still serving the northern Illinois region. We remain deeply committed to preparing teachers and providing an excellent and affordable higher education to Illinois families.

UCE’s Office of Investments is responsible for managing the University's investment assets, which includes overseeing the endowment to ensure that it benefits both current and future generations of the University of Chicago. They oversee the broad investment strategy and provide input to the development of the strategic and tactical investment policies of the University & UCMC endowments, pension plans and self-insurance trust assets. Their strategy combines qualitative and quantitative analysis, seeking to achieve superior investment performance on a risk-adjusted basis.

M.B.A.

The University of Chicago Booth School of Business is a graduate business school located in Chicago, Illinois, at the University of Chicago. Formerly known as the University of Chicago Graduate School of Business, Chicago Booth is the second-oldest business school in the U.S., the first such school to offer an Executive MBA program, and the first to initiate a Ph.D. program in business. The school was renamed in 2008 following a $300 million endowment gift to the school by alumnus David G. Booth. The school has the third-largest endowment of any business school. The school's flagship campus is located in the Hyde Park neighborhood of Chicago on the main campus of the university. The school also maintains additional campuses in London and Asia (originally Singapore, but in July 2013 a move to Hong Kong was announced), as well as in downtown Chicago on the Magnificent Mile. In addition to conducting graduate business programs, the school conducts research in the fields of finance, economics, quantitative marketing research, and accounting. Chicago Booth is currently ranked first in the United States by Bloomberg Businessweek and first globally by the Economist.

Career History
Executive Vice President & Chief Information Officer
2013 - Current

The Financial Industry Regulatory Authority, Inc. (FINRA) is the largest independent regulator of securities firms doing business with the public in the United States. Our core mission is to pursue investor protection and market integrity, and we carry it out by overseeing virtually every aspect of the brokerage industry. All told, FINRA oversees about 4,245 brokerage firms, about 162,230 branch offices and approximately 630,150 brokers. With approximately 3,400 employees, we are the first line of defense for investors—working in communities all across the nation.

Executive Vice President & CIO
Current

FINRA IS DEDICATED TO INVESTOR PROTECTION AND MARKET INTEGRITY THROUGH AND MARKET INTEGRITY THROUGH EFFECTIVE AND EFFICIENT REGULATION OF THE SECURITIES INDUSTRY.

Chief Information Officer & Executive Vice President-Operations
2000 - 2005

The NASDAQ Stock Market, Inc. is the U.S. electronic stock market. With approximately 3,300 companies, it lists more companies and, on average, trades more shares per day than any other U.S. market. It is home to companies that are leaders across all areas of business including technology, retail, communications, financial services, transportation, media and biotechnology. NASDAQ is the primary market for trading NASDAQ-listed stocks

Boards & Committees
Board Member
Tenure Unconfirmed

United Way fights for the self-sufficiency, health, safety and education of every person in Will County.. United Way addresses the complex challenges facing the community through a comprehensive and strategic approach.

Political Donations
$1,000
2004

Senator from Alabama

$1,000
2003

Former Senator from Connecticut

Awards & Honors
Rank #18
2015
Institutional Investor Magazine - Trading Technology 40
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