Thomas J. Perna

Independent Chairman of the Board of Trustees at Pioneer Floating Rate Trust

Thomas J. Perna

Thomas J. Perna

Independent Chairman of the Board of Trustees at Pioneer Floating Rate Trust

Overview
Career Highlights

Quadriserv, Inc.
Fidata Trust Company

RelSci Relationships

1270

Number of Boards

15

Birthday

1951

Age

68

Relationships
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Senior Counsel at Sullivan & Cromwell LLP

Relationship likelihood: Strong

President & Chief Executive Officer at Newbury Piret Cos., Inc.

Relationship likelihood: Strong

Advisor at City Light Capital LLC

Relationship likelihood: Strong

Professional at Pioneer Floating Rate Trust

Relationship likelihood: Strong

Partner at Nantucket Group

Relationship likelihood: Strong

Head of US at Amundi Pioneer Asset Management

Relationship likelihood: Strong

William Joseph Maier Professor of Political Economy, Department of Economics at Harvard University

Relationship likelihood: Strong

Chief Investment Officer, US Investment Management at Amundi Pioneer Asset Management, Inc.

Relationship likelihood: Strong

President at Pioneer Series Trust VI

Relationship likelihood: Strong

Head of the US, President & Chief Executive Officer at Amundi Pioneer Asset Management, Inc.

Relationship likelihood: Strong

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Thomas J. Perna
Independent Chairman of the Board of Trustees at Pioneer Floating Rate Trust
Career History
Professional
2009 - ?

Broadridge Financial Solutions, Inc. engages in the provision of investor communications and technology solutions to banks, broker-dealers, mutual funds, and corporate issuers. It operates through the Investor Communication Solutions; and Global Technology and Operations segments. The Investor Communication Solutions segment offers services for broker-dealer investor communication, customer communication, corporate issuer, advisor solutions, and mutual fund and retirement solutions. The Global Technology and Operations segment includes middle and back-office securities processing solutions, automation services, and business process outsourcing services. The company was founded in 1962 and is headquartered in Lake Success, NY.

Independent Chairman of the Board of Trustees
2006 - ?

Pioneer Floating Rate Trust operates as a closed-end investment fund/investment trust. It invests in floating and variable rate instruments including second lien loans, investment grade fixed-income debt securities, and high yield & high risk corporate bonds. The company was founded on October 6, 2004 and is headquartered in Boston, MA.

Commissioner
2011 - 2015
Boards & Committees
Independent Director
2009 - Current

Broadridge Financial Solutions, Inc. engages in the provision of investor communications and technology solutions to banks, broker-dealers, mutual funds, and corporate issuers. It operates through the following segments: Investor Communication Solutions; and Global Technology and Operations. The Investor Communication Solutions segment offers services for broker-dealer investor communication, customer communication, corporate issuer, advisor solutions, and mutual fund and retirement solutions. The Global Technology and Operations segment includes middle and back-office securities processing solutions, automation services, and business process outsourcing services. The company was founded in 1962 and is headquartered in Lake Success, NY.

Director
2009 - Current

Part of Marsh & McLennan Cos., Inc., Financial Solutions Ltd is a company headquartered in the United States specializing in computer programming services.

Chairman, Board of Trustees
2007 - Current

Pioneer Diversified High Income Trust is a closed-end investment fund, which engages in pursuing high level current income, with the potential for capital appreciation as a secondary objective. It invests in a higher yielding asset classes, including global high yield bonds, leveraged bank loans, and event-linked bonds. The company was founded on January 31, 2007 and is headquartered in Boston, MA.

Director
Prior

The Depository Trust & Clearing Corp. provides clearance, settlement and information services. It offers clearing; matching; settlement and asset; wealth and collateral management; derivatives; and data services. The company was founded in 1999 is headquartered in New York, NY.

Political Donations
$2,000
2003

Former President of United States

$2,000
2003

Chief Executive Officer, Treasurer & Director at First Bancorp - North Carolina

Public Holdings
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