Tracy Brock

Chief Compliance Officer at Bank of the West - San Francisco, California

Tracy Brock

Tracy Brock

Chief Compliance Officer at Bank of the West - San Francisco, California

Biography

Brock most recently served as Head of BSA/AML/OFAC at Bank of the West.
Brock joined Bank of the West in 2015 as Head of BSA/AML/OFAC, responsible for the enterprise strategy and execution of the BSA/AML and OFAC Programs.
Prior to joining Bank of the West, Brock held senior leadership roles at MUFG Union Bank, N.A., Washington Mutual, and Charles Schwab & Co., creating the enterprise strategy, oversight and execution of BSA/AML and OFAC Programs. He will be based in the Bank's headquarters in San Francisco.

Overview
RelSci Relationships

1041

Number of Boards

1

Relationships
RelSci Relationships are individuals Tracy Brock likely has professional access to. A relationship does not necessarily indicate a personal connection.

President, Chief Executive Officer & Director at Bank of the West - San Francisco, California

Relationship likelihood: Strong

Executive Vice President & Chief Compliance Officer at Bank of the West - San Francisco, California

Relationship likelihood: Strong

Executive Vice President, General Counsel & Corporate Secretary at Bank of the West - San Francisco, California

Relationship likelihood: Strong

Former Senior Executive Vice President, General Counsel & Corporate Secretary at Bank of the West - San Francisco, California

Relationship likelihood: Strong

Director at First American Real Estate Solutions LLC

Relationship likelihood: Strong

Head, International Retail Banking at BNP Paribas SA

Relationship likelihood: Strong

Senior Executive Vice President, Head of Corporate & Commercial Banking at Bank of the West - San Francisco, California

Relationship likelihood: Strong

Senior Vice President at Bank of the West - San Francisco, California

Relationship likelihood: Strong

Head, Strategic Philanthropy & Purpose Investing Offering, Wealth Management Group at Bank of the West - San Francisco, California

Relationship likelihood: Strong

Head, Group Compliance at BNP Paribas SA

Relationship likelihood: Strong

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Tracy Brock
Chief Compliance Officer at Bank of the West - San Francisco, California
Career History
Chief Compliance Officer
2015 - Current

Bank of the West operates as a state chartered commercial bank. It offers retail banking, small and medium enterprise banking, pacific rim banking, commercial banking, wealth management, and personal finance. The company was founded in 1874 and is headquartered in San Francisco, CA.

Other Affiliations

Tracy Brock is affiliated with Bank of the West - San Francisco, California

This web site is not endorsed by, directly affiliated with, maintained, authorized, or sponsored by Tracy Brock. The use of any trade name or trademark is for identification and reference purposes only and does not imply any association with the trademark holder. The Presence of Tracy Brock's profile does not indicate a business or promotional relationship of any kind between RelSci and Tracy Brock.