Wendy D. Fox

Senior Vice President, Chief Compliance Officer at Ariel Investments LLC

Wendy D. Fox

Wendy D. Fox

Senior Vice President, Chief Compliance Officer at Ariel Investments LLC

Biography

Ms. Wendy D. Fox is Chief Compliance Officer & Vice President at Ariel Investments LLC. Prior to joining Ariel in 2004, she spent 16 years working for the U.S. Securities and Exchange Commission's Chicago Regional Office. During her tenure with the SEC, she served in a number of leadership positions, including attorney-adviser for the Branch of Investment Management Examinations, ethics liaison officer and senior attorney for the Division of Enforcement. Beyond Ariel, she serves on the board of The ARK, a non-profit organization that provides free social and medical services to members of Chicago's Jewish community. She began her career as an attorney with a private practice in Chicago.Ms. Fox earned a BA in English literature from the University of Michigan and a JD from Washington University in St. Louis.

Overview
RelSci Relationships

113

Number of Boards

1

Relationships
RelSci Relationships are individuals Wendy D. Fox likely has professional access to. A relationship does not necessarily indicate a personal connection.

Founder at Ariel Investments LLC

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Vice Chairman, Head of Investment Group at Ariel Investments LLC

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Senior Vice President, Director of Research & Co-Portfolio Manager at Ariel Investments LLC

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Continuing Contributor at Black Enterprise Magazine

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Lead Director at Ariel Investments LLC

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Senior Vice President & Co-Portfolio Manager at Ariel Investments LLC

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Director at The Ark

Relationship likelihood: Strong

Vice President, Commercial Banking at Ann Arbor State Bank (Michigan)

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Director at The Ark

Relationship likelihood: Strong

Ex Officio Director at The Ark

Relationship likelihood: Strong

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Wendy D. Fox
Senior Vice President, Chief Compliance Officer at Ariel Investments LLC
Education
Class of 1987

The mission of Washington University in St. Louis is the promotion of learning — learning by students and by faculty. Teaching, the transmission of knowledge, is central to our mission, as is research, the creation of new knowledge. Faculty — composed of scholars, scientists, artists and members of the learned professions — serve society by teaching; by adding to the store of human art, creativity, understanding, and wisdom; and by providing direct services, such as health care. The university offers more than 90 programs and almost 1,500 courses leading to bachelor's, master's and doctoral degrees in a broad spectrum of traditional and interdisciplinary fields, with additional opportunities for minor concentrations and individualized programs.

Class of 1983

The University of Michigan (UM, U-M, UMich, or U of M), frequently referred to as simply Michigan, is a public research university located in Ann Arbor, Michigan, United States. It is the state's oldest university and the flagship campus of the University of Michigan. It is one of the original eight Public Ivy universities and is one of the founding members of the Association of American Universities. It has been ranked among the top five research universities in the US, and among the top 20 universities in the world. U-M also has satellite campuses in Flint and Dearborn.

Career History
Senior Vice President, Chief Compliance Officer
2004 - Current

Ariel Investments specializes in value investing through equity investments. The firm offers offers three investment strategy approaches: value, deep value, and global. The traditional value strategies include small cap value, small/mid capvalue, mid cap value, and focused value. The deep value strategies include micro-cap value and small cap deep value. The global strategies include global, international (developing markets), and international (developed markets/emerging markets). Ariel is the investment advisor to the Ariel Investment Trust. The Trust is composed of six separate series: Ariel Fund, Ariel Appreciation Fund, Ariel Focus Fund, Ariel Discovery Fund, Ariel International Equity Fund and Ariel Global Equity Fund. In addition, the firm has developed model portfolios as a basis from their portfolio managers construct individual client portfolios.

Professional
Prior - 2003

The U.S. Securities and Exchange Commission (SEC) is an agency of the United States federal government. It holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes–Oxley Act of 2002, and other statutes. The SEC was created by Section 4 of the Securities Exchange Act of 1934.

Boards & Committees
Chairman
Current

The Ark provides medical, dental, counseling, food, legal, emergency shelter and social support services to low-income individuals and families in need of the greater Chicago metropolitan area.

Other Affiliations
This web site is not endorsed by, directly affiliated with, maintained, authorized, or sponsored by Wendy D. Fox. The use of any trade name or trademark is for identification and reference purposes only and does not imply any association with the trademark holder. The Presence of Wendy D. Fox's profile does not indicate a business or promotional relationship of any kind between RelSci and Wendy D. Fox.